Conformity Assessment Methodology

The Certification Audit Lifecycle

Operating under ISO/IEC 17021-1:2015, UK Global Compliance applies an evidence-based assessment protocol. Certification decisions are rendered independently by our Directorate Committee to preserve total impartiality.

01

Application & Scope Definition

The certification journey begins with a precise determination of organizational boundaries, facility addresses, employee counts, and targeted ISO standards. Our lead auditor office evaluates complexity and assigns qualified audit personnel without conflicts of interest.

Primary Deliverable: Formal Audit Plan detailing auditor allocations, assessment timetables, and statutory scope definition.
02

Stage 1: Documentation Audit & Readiness Review

Lead auditors conduct an in-depth review of your management system documentation. We verify that required policies, process flowcharts, risk matrices, internal audits, and management review records exist and comply with the targeted standard.

Primary Deliverable: Stage 1 Readiness Report identifying any procedural non-conformities that must be resolved prior to on-site evaluation.
03

Stage 2: On-Site Conformance Evaluation

The audit team conducts an on-site evaluation at your operating facilities. Auditors verify procedural compliance through sampling, direct observation of operating processes, staff interviews across organizational levels, and forensic evaluation of system records.

Primary Deliverable: Comprehensive Technical Audit Report with formal findings classification (Major, Minor, Opportunities for Improvement).
04

Directorate Adjudication & Certificate Inscription

To protect absolute impartiality, certification decisions are made by an independent Directorate Committee member who did not participate in the field assessment. Upon approval, your serialized certificate is issued and inscribed in the public register.

Primary Deliverable: Serialized Certificate of Registration with official seal, public verification URL, and SHA-256 ledger checksum.
05

Triennial Surveillance & Re-Certification

Certificates are valid for three years, maintained through mandatory annual surveillance audits at Month 12 and Month 24. At Month 36, a full re-certification assessment renews accreditation for the subsequent triennium.

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